Clients of My Solo 401k Financial have the option to choose where to hold their solo 401k funds. Trade Station is an example of brokerage firm solo 401k clients use to hold their solo 401k funds.
Once the solo 401k plan documents are drafted, signed and the EIN for the solo 401k is obtained, the next step is to complete TradeStation’s brokerage account application.
Solo 401k / Trust Application: https://www.tradestation.com/account-applications/entity-application/
Important Signature Requirement
- Page 21 (Trust Certification Page)
- Handwritten signature required
- Must be printed to sign
- Digital or electronic signatures are not accepted for this page only
Non-Qualified Account Attestation
To be completed for all 401k & Profit-Sharing Plans.
https://www.tradestation.com/single-forms/non-qualified-account-attestation/
Additional Documents To Be Returned:
- First & Last pages of the Trust agreement and any amendments. Must Include all grantors, trustees, and signature pages (if applicable)
- Color copy of each trustee driver’s license or passport using smartphone camera
- Scanned images cannot be accepted
- Solo 401(k)/Profit Sharing Adoption Agreement
- Solo 401(k)/ Profit Sharing Trust Agreement
- Solo 401(k)/ Profit Sharing Plan Document
- Beneficiary designation
