Open a 401k Business Financing Plan

    Client Information

    Note: The person listed above will serve as the Incorporator of the new corporation. The e-mail address provided above may be used by the Secretary of State to send annual renewal reminders and other important notices that may require action or response regarding your corporation.

    Corporation Board of Directors and Officers

    Note: In most states, you can serve in all capacities (we will let you know if you can't). If you list someone other than yourself as the director, please include such person's address.

    Provide desired corporation name and alternative name if the first preference is not available.

    Note: The corporation name must include one of the following words or abbreviations: Corporation, Incorporated, Limited Corp., Inc. or Ltd. The word “Company” may not be preceded by the word “and” or a symbol denoting it, such as “&.”

    Corporation's Primary Address:

    Note: It must be a specific address in the state where the Corporation being registered and cannot be a post office box. Please include the County.

    Please provide the name of the corporation’s registered agent and the corporation’s registered office:

    Note: You can serve as the resident agent if you have an address in the state where the business will be located. If you list someone other than yourself as the resident agent, you confirm that such person has consented to act as the resident agent of the corporation.

    Retirement Account Information

    YesNo

    Please list the information of all individuals that will be using retirement funds to finance the corporation:

    401(a)401(k)403(b)457DBPESOPKEOGHAnnuityQRPREITIRRAFERS/CRSIRARoth IRASEP IRARoth AnnuitySIMPLE IRAVariable AnnuityThrift Savings Plan

    FullPartial

    YesNo

    401(a)401(k)403(b)457DBPESOPKEOGHAnnuityQRPREITIRRAFERS/CRSIRARoth IRASEP IRARoth AnnuitySIMPLE IRAVariable AnnuityThrift Savings Plan

    FullPartial

    YesNo

    401(a)401(k)403(b)457DBPESOPKEOGHAnnuityQRPREITIRRAFERS/CRSIRARoth IRASEP IRARoth AnnuitySIMPLE IRAVariable AnnuityThrift Savings Plan

    FullPartial

    YesNo

    I have confirmed with my retirement account custodian that my funds can be transferred.I have also confirmed the retirement plan I am transferring is a former employer plan not a current employer or a Roth IRA. I acknowledge that I am ultimately responsible for ensuring that my funds are eligible for transfer/rollover into this new 401k plan.

    Non-Retirement Funds: Please list all parties investing personal funds in your Corporation

    401(k) Plan Mailing Address

    Client AddressCorporate AddressCorporate Mailing AddressOther

    Proposed Transaction

    YesNo

    YesNo

    YesNo

    YesNo

    YesNo

    Related Businesses

    YesNo

    If yes, please provide information on each business or entity below. Please let us know if you have more than three businesses to identify.

    #1 Currently Owned Business

    YesNo

    YesNo

    #2 Currently Owned Business

    YesNo

    YesNo

    #3 Currently Owned Business

    YesNo

    YesNo

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