QUESTION:
I was looking over your website and hoping to find out more about how/if you work with financial professionals. I have a client that is currently working with me to establish their solo(k) and I’m looking for some of the things (I think) you offer, not available with local TPA vendors. Additionally, my local TPA vendor relationship was recently acquired by another firm so I would like to discuss other existing plan options.
ANSWER:
| We work with financial professionals and advisors who are looking to establish solo 401(k) plans for their clients. We offer a comprehensive plan that allows for checkbook control, alternative investments, and participant loans. Our plan also includes ongoing compliance support, including IRS required plan updates, education regarding investment rules, participant loan origination, and IRS Form 5500-EZ preparation. We also offer an Audit Guarantee, which ensures that our clients’ plans are compliant with IRS regulations. If you are interested in learning more about our plan and how we can work with you and your client, please feel free to join our daily live Zoom call at 1 PM Pacific/4 PM Eastern or book a call using our online calendar. As for your existing plan options, we would be happy to discuss them with you and see if our plan would be a better fit for your client’s needs. |
